SUMARIO: A TIME FOR CHANGE IN THE SOUTH PACIFIC?
James R. Thornbury *
Source: 1998 Revista Juridica
Universidad de Puerto Rico ; 67 Rev. Jur. U.P.R. 1099
* Adjunct Professor of Law, Secured Transactions, University of Toledo, College
of Law, Toledo Ohio.
SUMMARY:
... Halfway around the world from
TEXT:
[*1099]
I. Introduction
Halfway around the world from Washington D.C., there is a tropical paradise
where an American common law system exists side by side with a traditional
tribal culture. Though under nearly absolute rule by the
This place is
II. Background
American
The Samoan territory was ceded to the
The United States Constitution does not overlay the Samoan Constitution as it
would one of the state constitutions. The U.S. Constitution is generally seen
as a floor of basic laws and states [*1103]
are free to create their own constitutions with greater protections,
particularly in the area of civil rights. 28
However, any attempt to reduce the federally guaranteed rights is trumped by
the Supremacy clause of the U.S. Constitution. 29
Despite the structural similarities to the
This requirement led to a Samoan constitutional provision that requires the
current governmental scheme to recognize that there are differences between
Samoan culture and the United States system:
It shall be the policy of the Government of American Samoa to protect persons
of Samoan ancestry against alienation of their lands and the destruction of the
Samoan way of life and language, contrary to their best interest. [*1104]
Such legislation as may be necessary may be enacted to protect the lands,
customs, cultures and traditional Samoan family organization of persons of
Samoan ancestry. 33
One of the outgrowths of this restriction was to prevent the alienation of
native lands to ". . . any person who has less than onehalf native blood .
. . . 34 The
theory was to prevent American Samoa from becoming "another Hawaii where
very few native [persons] claim title to . . . land," resulting
destruction of the Polynesian culture due to commercialization and exploitation
by foreigners. 35
There has been some easing of this statutory restriction over time, allowing
freehold and individually held land to be sold to foreigners. The policy of
restricting alienation of "native" lands on a racial basis,
particularly those held by the matai as communal property, is at the heart of
the Presiding Bishop case.
On the surface, it would appear that the restriction based on race would not
survive a constitutional challenge on the basis of equal protection under U.S.
law. To restrict the acquisition of real property solely on the basis of race
has long been recognized as a violation of the United States Constitution. 36
Racial classification is the ultimate "suspect" class and any law
which differentiates based on race is "subject to the most exacting
scrutiny", which in essence means that such statutes fail for lack of a
"compelling government interest." 37
However, the United States courts have taken a different approach in cases
involving territories. Thus, there is an exception to equal protection for U.S.
territories where the law is "affecting the possession, use and transfer
of property, and designed to secure good order and peace in the community."
38 The
basis for this approach arises from Downes v. Bidwell 39
where the court said:
It is quite obvious that in the annexation of outlying and distant possession
grave questions will arise from differ [*1105]
ences of race, habits, laws and customs of the people, and from differences of
soil, climate and production, which may require action on the part of Congress
that would be quite unnecessary in the annexation of contiguous territory . . .
.
Thus, the U.S. Supreme Court created a different standard for outlying
territories with respect to constitutional guarantees.
The wisdom of continuing this exception creates one of the central issues for
discussion in the Presiding Bishop case and the recommendations which follow.
III. Discussion
In the case of Corporation of the Presiding Bishop v. Hodel 40 ,
the plaintiff is the official body of the Mormon Church. This case arose in
District Court for the District of Columbia after the church was unsuccessful
in the Samoan court system. The Samoan system does not provide for any direct
appeal to the U.S. Court system in the traditional fashion. 41
Because the Secretary of the Interior exercises plenary power over American
Samoa, the appointee has the sole authority to overturn a decision of the
Samoan High Court. 42 Only
in the event of a federal constitutional question or a federal statute is any
aggrieved party entitled to any judicial review of the Secretary's decisions. 43
The underlying event in Presiding Bishop was a declaration by the Samoan Court
that the church was not entitled to retain land it had received under a deed in
1953 because it was communal land and could not be sold to non-native persons
or entities. 44 The
major question presented in Presiding Bishop is whether the racially
restrictive statute is irreconcilably in conflict with the fundamental right of
equal protection under law. 45 [*1106]
In 1903, the Mormon Church leased a 360 acre portion of land under the control
of the Puailoa matia. 46 The
widow of the matai succeeded her spouse and continued to collect the lease
payments. 47 When
the Samoan anti-alienation statute was changed to allow sales of noncommunal
land to foreigners, the widow executed a deed in 1953 and sold 300 acres of
land to the church for $ 30,000. 48
Relying on this deed, the church invested in building a church, a school and a
"welfare planation." 49 As a
result of the on-going dispute over succession in the Puailoa family, the matia
in power in 1978 petitioned the Samoan courts to overturn the succession
decision, which would make the 1953 deed void ab initio. The court refused to
set aside the deed, so the tribe simply entered the land and began farming. In
response, the church brought a trespass action. 50
Instead of removing the trespassers, the Samoan High Court held that the Church
did not own the land because the deed it had received was invalid. Because the
land did not appear in the "freehold" land records of Samoa, the
Court reasoned it was presumed not to be held individually. Further, the court
had searched a series of previous cases concerning Puailoa land, which showed
several references to the land in question being communally held, leading it to
conclude the land could not be sold to a non-native person or entity. 51 The
court rejected an adverse possession claim on the basis that the thirty year
time had not yet run for invoking this principle. 52
The Church appealed to the Secretary, asking that the appointee exercise
plenary power over the Samoan courts and reverse the finding. The Secretary
declined to intervene on the ba [*1107]
sis that a reversal "would undermine a policy fostering greater self
government and self sufficiency in American Samoa." 53 The
Secretary explained:
As Secretary, I have held no hearing and read no briefs. To have done so, or do
so now, with a view toward overruling the High Court's decision, in what I
perceive to be a highly complicated case, puts the Secretary in the position of
an appellate court, superimposed over the duly constituted judiciary. Moreover
I am aware of no evidence that this case jeopardizes United States policy. Nor,
does this case appear to present such a clear abuse of judicial discretion that
intervention is dictated. For these reasons, I choose not to intervene. 54
The commentary of the Secretary illustrates another major issue in the American
Samoa relationship. The U.S. has imposed a common law system upon the nationals
of Samoa, yet does not provide constitutional guarantees nor a separation of
powers which would be found within the United States. The parties are bound by
an appointee who, on one hand does not wish to be an appellate court, but who
would reverse the Samoan High Court when a case presented ". . . a clear
abuse of judicial discretion." 55 This
creates a potential for substantial abuse of power. 56
Parties to international situations must be aware of the various systems that
each respective independent sovereign uses to operate. Presumably, parties will
accommodate their transactions to the particular system. The problem with
American Samoa is that it is not the United States system. Nearly the entire
governing system, including the decisions of the courts, is subject to the
discretion of an executive appointee. Thus, it appears that the law of American
Samoa is subject almost completely to the [*1108]
whim of a political appointee likely to change every four to eight years. This
is not a tenable situation for either culture. The Samoan customs are still
subject to overrule at any time and the common law system of the United States
does not apply in full. This creates a limbo where neither the interests of the
Samoans or the United States are well served.
Presiding Bishop also makes clear that a different standard is to be used when
dealing with constitutional issues. The only way this case found its way to the
U.S. court system was upon an allegation of constitutional error. 57 The
plaintiff claimed that the government's action, through the Executive branch,
constituted a taking of property prohibited by the Fifth Amendment, as well as
an equal protection violation based on the racially restrictive land sale
statute. 58
Though United States courts generally adhere to a policy of strict necessity in
disposing of constitutional issues, the court here actually manufactures a
result to avoid the fundamental question. 59 The
U.S. Court of Appeals, in affirming the District Court, said:
The Church was not denied due process of law because Congress put the court
system of American Samoa under the authority of the Executive branch; nor was
it denied equal protection since Congress, exercising its authority over the
territories, did not lack a rational basis on which to justify differences
between the courts of American Samoa and those in the States or the other
Territories. 60
Quite frankly, this commentary is difficult to reconcile with the current state
of United States jurisprudence, where racial based classifications are almost
always subject to strict scrutiny. The United States Supreme Court has applied
"fundamental" rights to all U.S. territories, including those
classified as "unorganized". The lower courts, however, have found a
method to allow such a seemingly fundamental right as equal protection to
escape meaningful review. 61 By
applying the "Territorial clause" of the U.S. Constitution, the
rights simply disappear. What this [*1109]
actually creates is a case where United States law applies only
"sometimes", creating unequal approaches to similar issues.
The same sort of inequities are present in other contexts, including the right
to trial by jury. This was the central issue in the case of King v Morton. 62 Jake
King was a U.S. Citizen living in Samoa and was charged with failing to file
tax returns. He would be entitled to a trial by jury had this been an Article
III federal court. 63 But
because American Samoa is an "unincorporated" territory, the
Constitution does not automatically "follow the flag." 64
Thus, no jury trial is provided in any such territory, even for a U.S. citizen.
The basis for these decisions ostensibly lies in Article IV, <section> 3
of the United States Constitution, which allows Congress to "dispose of
and make all needful rules and regulation respecting territory or other
property belonging to the United States." 65
This concept may have been valid at the time when the United States was
expanding and there was a need for Congressional control to effect an orderly
transfer of government. In fact, if a territory is "incorporated",
meaning it is an area "intended for statehood at the time of
acquisition.", the entire Constitution applies. 66 None
of the historical data or litigated cases even remotely suggests that American
Samoa was ever intended for statehood. Thus, the technical application of Art.
IV, <section> 3 to these cases is an inappropriate method of dealing with
the issues and perpetuates the climate of unequal application of law. The method
may have been sound in the expansionary period when territories eventually
became states, thus applying the entire constitution.
The concept of procedural safeguards in the law is one of the foundations of
the U.S. legal system. It is part "of the very essence of a scheme of
ordered liberty". 67 If
this is an underpin [*1110]
ning of the United States system, why do such rights not apply in its territories?
The United States and American Samoa relationship has created a legal system
where there are few constitutional guarantees, which can create inconsistent
results. The Samoan courts may apply traditional tribal principles or the
hybrid law arising from its relationship with the U.S., such as the
anti-alienation statute. Thus, trying to use the rules developed in the U.S.
system on Samoan legal problems creates substantially different results. In
today's world, we no longer need to treat territories as such; the
protectionist requirements of the turn of the twentieth century are not as
relevant today. To create, in essence, various classes of people within an area
claimed by the U.S. is no longer appropriate. True, there may be a need to
preserve Samoan culture. There may also be a need to have a relationship for
defensive purposes. 68
However, these needs should not be met in a fashion which suggests a
constitutional government on the U.S. model but which in reality is just a
sham.
The inequity in the American Samoan legal system can be cured either by
adopting the entire protections of the U.S. system to the islands or by freeing
Samoa from the hybrid system and allowing complete self-government. 69 If
the territory were a sovereign, there would be no issue of the Interior
Secretary discretionarily overruling the island courts or administration. Nor
would there be any question about the application of the U.S. Constitution. The
Samoans would be free to choose their own methods. If they chose to
discriminate on the basis of race on land sales or any other issue, this is for
their self determination. There is no need to retain the partial-hybrid system
that exists today.
IV. Conclusion
The current system in American Samoa is a throwback to the colonial period when
a "superpower" of sorts may have been nec [*1111]
essary to "protect" the natives. Whether applying the entire U.S.
system would work in Samoa remains to be seen. However, it is clear from
Presiding Bishop and the other source cases that the system cannot fairly
reconcile the tribal customs as well as traditional U.S. notions of the law.
Today's society does not require Samoa to have the "protection" of
the United States as in 1900. There is no longer a need for the Secretary of
the Interior to hold the unbridled power over the entire government of the
islands.
Judge Tamm, in his dissent in King v. Morton, examined the Report from the
Future Political Status Commission to the Samoan legislature. 70 The
Report indicated that Samoans are better educated (due to compulsory education)
and "a new degree of sophistication is obvious." 71
Given the tremendous increases in communications, the sophistication level of
the Samoans has probably geometrically increased since the Report was issued in
1970. The 1970 Report concluded that "Samoan political opinion has shifted
from passive acceptance of an appointed government to a strong desire for
self-government within the American framework." 72
It is time for the United States to begin to unwind the current system and
allow the Samoans to develop their own legal system, giving due regard to
whatever traditions they seek to preserve and to utilize part or all of any
legal system now existing in the world.
FOOTNOTES:
n1 8
U.S.C. <section> 1408 (1994).
n2 King v. Morton, 520 F.2d 1140, 1146 (D.C. Cir. 1975).
n3 Id. at 1158 (Tamm, J. dissenting).
n4 637 F. Supp. 1398 (D.D.C. 1986) affirmed 830 F.2d 374 (D.C. Cir. 1987).
n5
Note, The Application of the American Constitution to American Samoa, 9 J.
Int'l. Law & Econ. 325 (1974).
n6 Id.
n7 U.S. v. Standard Oil Co., 404 U.S. 558 (1972). In this
case, the Supreme Court held that the Sherman Act, regulating anti-trust
violations, did not apply to American Samoa, presumably allowing Standard Oil
to operate a monopoly in the distribution and sale of petroleum products on the
islands even though such activities would be prohibited anywhere in the United
States. Id.
n8
Note, supra note 5, at 329-31 (1974).
n9 Id.
n10
Id. This "title of nobility" was officially abolished upon the ceding
of Samoa to the United States and such titles have since been suppressed by the
various territorial governors of Samoa. Id.
n11
Id.
n12 Corp. of Presiding Bishop v. Hodel, 637 F. Supp. 1398, 1401
(D.D.C. 1986).
n13
Note, Applicability of Western Judicial Concepts to Polynesian Land Disputes:
High Court Use of The Adverse Possession Principle in American Samoa, 9 Pacific
L.J. 75 (1981).
n14
Id.
n15
Id. Some of the claims to land are based on oral traditions two to three
hundred years old. Id.
n16
Id. The Mormons were some of the original missionaries to reach Samoa.
n17
Id.
n18 King v. Morton, 520 F.2d 1140, 1158 (Tamm, J. dissenting).
n19 Tien Lop Lee v. U.S., 549 F.2d 154 (9th Cir. 1977).
Congress had vested governing authority over the lands with the President in
1929. See 48 U.S.C. <section> 1661(d) (1994); Executive Order No. 10264,
June 29, 1951, effective July 1, 1951.
n20 King v. Morton, 520 F.2d 1140, 1159 (D.C. Cir. 1975)
(Tamm, J. dissenting). The acceptance of American Samoa, the form of government
and the Congressional authority for this system is codified in 48 U.S.C.
<sections> 1661-1670 (1994).
n21
Id. The key official subordinate to the Governor is the Secretary for Samoan
Affairs. Whoever holds this position typically appoints local officials, such
as a district governor, based on a recommendation from the district council.
However there is no requirement that the Secretary for Samoan Affairs act in
this capacity because the Secretary of the Interior holds the final plenary
power in the territory. Id.
n22
Id. See also Am. Samoa Const. art. II <sections> 2, 4.
n23
Am. Samoa Const. art III <sections> 1, 2, 3.
n24
Id.
n25
Am. Samoa Const. art. V <section> 10; Am. Samoa Code <sections> 1
et seq.
n26
Id.
n27
48 U.S.C. <section> 1662(a) (1994). This statute allows modifications of
the American Samoa Constitution in effect on January 1, 1983 only by act of
Congress.
n28 Michigan v. Mosley, 423 U.S. 96 (1975). The fundamental
rights in the U.S. Constitution are deemed to be "selectively
incorporated" into state actions through the Fourteenth Amendment.
However, in essence they provide a basic level of guarantees which cannot be
denied by state action. Mapp v. Ohio, 367 U.S. 643 (1961); Duncan v. Louisiana, 391 U.S. 145 (1961).
n29
U.S. Const. art. VI <section> 2. "The Constitution . . . shall be
the supreme Law of the Land."
n30 Balzac v. Porto Rico, 258 U.S. 298 (1922). The Bill of
Rights, except the Second, Third and Seventh Amendments, the right to grand
jury indictment in the Fifth Amendment and the Eighth Amendment's guarantee
against excessive bail are considered express fundamental personal rights.
Implicit fundamental rights include interstate travel, issues of marriage and
family, voting and access to justice. Jerome A. Barron, Constitutional Law (2nd
ed. West 1991).
n31 King v. Morton, 520 F.2d 1140 (D.C. Cir. 1975).
n32
Note, supra note 5.
n33
Id. (citing Am. Samoa Const. art. I, <section> 3, Am.Sam. Code vol.1).
n34
Id. (citing Am. Samoa Code <section>204 (b)).
n35
Id.
n36
Id. (citing Buchanan v. Warley, 245 U.S. 60 (1917)).
n37 Palmer v. Sidoti, 466 U.S. 429, 432 (1984).
n38
Id.
n39 182 U.S. 244 (1901).
n40 637 F. Supp. 1398 (D.D.C. 1986).
n41 King v. Morton, 520 F.2d 1140 (D.C. Cir. 1970).
n42
Id.
n43
Id. The provisions for relief under the Administrative Procedures Act do not
apply to the Secretary's decisions regarding the territories. See 5 U.S.C.
<section> <section> 701-706.
n44 Corp. of Presiding Bishop v. Hodel, 637 F. Supp. 1398
(D.D.C.).
n45
Id. The Church also argued that the lack of Article III status of territorial
courts made the decision an Executive branch "taking" under the Fifth
Amendment. The court disposed of this by referring to 28 U.S.C. et seq. which
allows Congress to establish the court systems.
n46 Presiding Bishop, 637 F. Supp., at 1402.
n47
Id. The succession issue was litigated by other members of the aiga in the
Samoan courts. This litigation, over a 40 year period, spawned the deed
nullification action forming the basis of this case.
n48 Id. at 1402.
n49 Id. at 1402.
n50 Id. at 1402-03.
n51 Id. at 1403.
n52 Id. at 1403. Adverse possession significantly contradicts
the concept of the oral traditions as well as the anti-alienation statute.
However, it was almost immediately adopted as a legal principle in the islands
upon ceding. See Note, Applicability of Western Judicial Concepts to Polynesian
Land Disputes: High Court Use of the Adverse Possession Principle in American
Samoa, 9 Pacific Samoa L.J. 75 (1981).
n53 Corp. of Presiding Bishop v. Hodel, 637 F. Supp. 1398, 1404
(D.D.C. Cir. 1986). The author is not contending that the Samoan High Court
erred on the law in its ruling. Rather, this case illustrates that fundamental
U.S. rights are not protected by the current government structure and
traditional Samoan values are not guaranteed because the ultimate legal
authority is vested in a political appointee.
n54 Corp. of Presiding Bishop v. Hodel, 830 F.2d 374 (D.C. Cir.
1987).
n55 Id. at 379.
n56
The author is not suggesting that this abuse of power has indeed taken place.
The issue is the opportunity which the Secretary has to exercise this power
with virtually no oversight.
n57 Corp. of Presiding Bishop v. Hodel, 637 F. Supp. 1398, 1405
(D.D.C. 1986).
n58
Id.
n59 Rescue Army v. Municipal Court of Los Angeles, 331 U.S. 549
(1947).
n60 Corp. of Presiding Bishop v. Hodel, 830 F.2d 374, 387 (D.C.
Cir. 1987).
n61 Balzac v. Porto Rico, 258 U.S. 298 (1922).
n62 520 F.2d 1140 (D.C. Cir. 1975).
n63
Id.
n64
Note, supra note 5.
n65 Wabol v. Villacrusis, 958 F.2d 1450 (9th Cir. 1990).
n66 Commonwealth of Northern Mariana Islands v. Atalig, 723 F.2d
682 (9th Cir.) cert. denied 467 U.S. 1244 (1984). This case also held that there is no
right to trial by jury in the Mariana Islands, a "trust" territory
administered by the United States pursuant to a United Nations
"trusteeship agreement". Id.
n67 Palko v. Connecticut, 302 U.S. 319 (1937).
n68
The author suggests that this may not be of such importance given the advanced
technology capacities of modern weapons systems.
n69
During a transition period, the United States could protect its strategic
interests by retaining certain portions of the islands under a lease
arrangement that eventually transfers complete sovereignty to the Samoans in
the future. This was done upon granting independence to the
n70 King v. Morton, 520 F.2d 1140 (D.C. Cir. 1975).
n71 Id. at 1160.
n72 Id. at 1160.